Rhesa Williams, Compliance Administrator since 2017, is responsible for FINRA- and SIPC-related requirements, including those related to employee registration, broker-dealer reporting, audit, cybersecurity, anti-money laundering and client KYC due diligence. Rhesa served in a project management role as a Vice President in BNY Mellon's Alternative Investment Services division and before that, served in a compliance role as a Vice President at Goldman Sachs & Co.